UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported): July 12, 2017

 

Affiliated Managers Group, Inc.

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware

(State or Other Jurisdiction of Incorporation)

 

001-13459

 

04-3218510

(Commission File Number)

 

(IRS Employer Identification No.)

 

 

 

777 South Flagler Drive

 

 

West Palm Beach, Florida

 

33401

(Address of Principal Executive Offices)

 

(Zip Code)

 

(800) 345-1100

(Registrants Telephone Number, Including Area Code)

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o       Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o       Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o       Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o       Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 

 

 



 

ITEM 8.01                                  Other Events.

 

On July 12, 2017, Affiliated Managers Group, Inc. (the “Company”) delivered a notice to redeem all $200.0 million aggregate principal amount outstanding of its 6.375% Senior Notes due 2042, which were issued pursuant to the Indenture, dated as of August 8, 2012, as supplemented by the First Supplemental Indenture, dated as of August 8, 2012, by and between the Company and Wells Fargo Bank, National Association, as trustee.  A copy of such notice of redemption is attached as Exhibit 99.1 hereto.

 

ITEM 9.01                                  Financial Statements and Exhibits.

 

(d)  Exhibits.

 

Exhibit No.

 

Description

 

 

 

99.1

 

Notice of Redemption, dated July 12, 2017.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

AFFILIATED MANAGERS GROUP, INC.

 

 

 

 

 

 

 

 

Date: July 12, 2017

By:

/s/ David M. Billings

 

 

Name:

David M. Billings

 

 

Title:

General Counsel and Secretary

 

3



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99.1

 

Notice of Redemption, dated July 12, 2017.

 

4


Exhibit 99.1

 

 

AFFILIATED MANAGERS GROUP, INC.

 

NOTICE OF REDEMPTION TO THE HOLDERS OF THE

6.375% Senior Notes due 2042

(CUSIP No. 008252876)* (NYSE:MGR)

 

Redemption Date: Tuesday, August 15, 2017

 

NOTICE IS HEREBY GIVEN that Affiliated Managers Group, Inc., a Delaware corporation (the “Company”), has elected to redeem and will redeem on August 15, 2017 (the “Redemption Date”), all of its issued and outstanding 6.375% Senior Notes due 2042 (CUSIP No. 008252876) (the “Notes”), in the aggregate principal amount of $200,000,000.  The redemption price equals 100.00% of the principal amount of the Notes to be redeemed, or $25 per Note (the “Redemption Payment”).  In accordance with Section 2.01(e) of the Indenture (as defined below), quarterly interest payable on the Redemption Date will be paid to Holders of the Notes to whom the Redemption Payment for such Notes is payable.  The redemption of the Notes is being effected pursuant to Article III of the Indenture, dated as of August 8, 2012 (the “Base Indenture”), as supplemented by the First Supplemental Indenture, dated as of August 8, 2012 (the “First Supplemental Indenture,” and together with the Base Indenture, the “Indenture”), between the Company and Wells Fargo Bank, National Association, as trustee (the “Trustee”).  Terms used but not defined herein shall have the meanings specified in the Indenture.

 

On the Redemption Date, the Redemption Payment will become due and payable on the Notes.  Interest on the Notes will cease to accrue on and after the Redemption Date.  To collect the Redemption Payment, the Notes must be surrendered to the Trustee by effecting a book-entry transfer of the Notes or delivering the Notes in certificated form, together with necessary endorsements, as the case may be.  The addresses for the Trustee are as follows:

 

Registered & Certified Mail

 

Regular Mail or Courier

 

In Person by Hand Only

Wells Fargo Bank, N.A.

 

Wells Fargo Bank, N.A.

 

Wells Fargo Bank, N.A.

Corporate Trust Operations

 

Corporate Trust Operations

 

Corporate Trust Services

MAC N9300-070

 

MAC N9300-070

 

MAC N9300-070

600 South Fourth Street

 

600 South Fourth Street

 

600 South Fourth Street

Minneapolis, MN 55402

 

Minneapolis, MN 55402

 

Minneapolis, MN 55402

 

Inquiries may be made by contacting the Trustee by telephone at (800) 344-5128 or by facsimile transmission at (612) 667-6282.

 

Dated: July 12, 2017

 

Under U.S. federal income tax law, backup withholding (currently at a rate of 28%) may apply to payments on the Notes, including the Redemption Payment, made to certain Holders who fail to furnish the Trustee with a valid taxpayer identification number. Holders of the Notes who wish to avoid the imposition of such withholding tax should submit certified taxpayer identification numbers on a properly completed Internal Revenue Service Form W-9 when presenting their Notes for payment (or, if applicable, should submit a properly completed Internal Revenue Service Form W-8BEN, W-8BEN-E or other certification establishing an exemption from withholding).

 

* The CUSIP number has been assigned to this issue by CUSIP Global Services (managed by S&P Global Market Intelligence on behalf of the American Bankers Association) and is included solely for the convenience of the Holders of the Notes.  No representation is being made as to the correctness or accuracy of the CUSIP number either as printed on the Notes or as contained herein and the Holder may rely only on the identification numbers printed on its Note.